Артур Шопенгауэр
The World as Will and Idea (Vol. 2 of 3)
7. If, as is generally assumed, the will proceeded from knowledge, as its result or product, then where there is much will there would necessarily also be much knowledge, insight, and understanding. This, however, is absolutely not the case; rather, we find in many men a strong, i. e., decided, resolute, persistent, unbending, wayward, and vehement will, combined with a very weak and incapable understanding, so that every one who has to do with them is thrown into despair, for their will remains inaccessible to all reasons and ideas, and is not to be got at, so that it is hidden, as it were, in a sack, out of which it wills blindly. Brutes have often violent, often stubborn wills, but yet very little understanding. Finally, plants only will without any knowledge at all.
If willing sprang merely from knowledge, our anger would necessarily be in every case exactly proportionate to the occasion, or at least to our relation to it, for it would be nothing more than the result of the present knowledge. This, however, is rarely the case; rather, anger generally goes far beyond the occasion. Our fury and rage, the furor brevis, often upon small occasions, and without error regarding them, is like the raging of an evil spirit which, having been shut up, only waits its opportunity to dare to break loose, and now rejoices that it has found it. This could not be the case if the foundation of our nature were a knower, and willing were merely a result of knowledge; for how came there into the result what did not lie in the elements? The conclusion cannot contain more than the premisses. Thus here also the will shows itself as of a nature quite different from knowledge, which only serves it for communication with the external world, but then the will follows the laws of its own nature without taking from the intellect anything but the occasion.
The intellect, as the mere tool of the will, is as different from it as the hammer from the smith. So long as in a conversation the intellect alone is active it remains cold. It is almost as if the man himself were not present. Moreover, he cannot then, properly speaking, compromise himself, but at the most can make himself ridiculous. Only when the will comes into play is the man really present: now he becomes warm, nay, it often happens, hot. It is always the will to which we ascribe the warmth of life; on the other hand, we say the cold understanding, or to investigate a thing coolly, i. e., to think without being influenced by the will. If we attempt to reverse the relation, and to regard the will as the tool of the intellect, it is as if we made the smith the tool of the hammer.
Nothing is more provoking, when we are arguing against a man with reasons and explanations, and taking all pains to convince him, under the impression that we have only to do with his understanding, than to discover at last that he will not understand; that thus we had to do with his will, which shuts itself up against the truth and brings into the field wilful misunderstandings, chicaneries, and sophisms in order to intrench itself behind its understanding and its pretended want of insight. Then he is certainly not to be got at, for reasons and proofs applied against the will are like the blows of a phantom produced by mirrors against a solid body. Hence the saying so often repeated, “Stat pro ratione voluntas.” Sufficient evidence of what has been said is afforded by ordinary life. But unfortunately proofs of it are also to be found on the path of the sciences. The recognition of the most important truths, of the rarest achievements, will be looked for in vain from those who have an interest in preventing them from being accepted, an interest which either springs from the fact that such truths contradict what they themselves daily teach, or else from this, that they dare not make use of them and teach them; or if all this be not the case they will not accept them, because the watchword of mediocrity will always be, Si quelqu'un excelle parmi nous, qu'il aille exceller ailleurs, as Helvetius has admirably rendered the saying of the Ephesian in the fifth book of Cicero's “Tusculanæ” (c. 36), or as a saying of the Abyssinian Fit Arari puts it, “Among quartzes adamant is outlawed.” Thus whoever expects from this always numerous band a just estimation of what he has done will find himself very much deceived, and perhaps for a while he will not be able to understand their behaviour, till at last he finds out that while he applied himself to knowledge he had to do with the will, thus is precisely in the position described above, nay, is really like a man who brings his case before a court the judges of which have all been bribed. Yet in particular cases he will receive the fullest proof that their will and not their insight opposed him, when one or other of them makes up his mind to plagiarism. Then he will see with astonishment what good judges they are, what correct perception of the merit of others they have, and how well they know how to find out the best, like the sparrows, who never miss the ripest cherries.
The counterpart of the victorious resistance of the will to knowledge here set forth appears if in expounding our reasons and proofs we have the will of those addressed with us. Then all are at once convinced, all arguments are telling, and the matter is at once clear as the day. This is well known to popular speakers. In the one case, as in the other, the will shows itself as that which has original power, against which the intellect can do nothing.
8. But now we shall take into consideration the individual qualities, thus excellences and faults of the will and character on the one hand, and of the intellect on the other, in order to make clear, in their relation to each other, and their relative worth, the complete difference of the two fundamental faculties. History and experience teach that the two appear quite independently of each other. That the greatest excellence of mind will not easily be found combined with equal excellence of character is sufficiently explained by the extraordinary rarity of both, while their opposites are everywhere the order of the day; hence we also daily find the latter in union. However, we never infer a good will from a superior mind, nor the latter from the former, nor the opposite from the opposite, but every unprejudiced person accepts them as perfectly distinct qualities, the presence of which each for itself has to be learned from experience. Great narrowness of mind may coexist with great goodness of heart, and I do not believe Balthazar Gracian was right in saying (Discreto, p. 406), “No ay simple, que no sea malicioso” (“There is no simpleton who would not be malicious”), though he has the Spanish proverb in his favour, “Nunca la necedad anduvo sin malicia” (“Stupidity is never without malice”). Yet it may be that many stupid persons become malicious for the same reason as many hunchbacks, from bitterness on account of the neglect they have suffered from nature, and because they think they can occasionally make up for what they lack in understanding through malicious cunning, seeking in this a brief triumph. From this, by the way, it is also comprehensible why almost every one easily becomes malicious in the presence of a very superior mind. On the other hand, again, stupid people have very often the reputation of special good-heartedness, which yet so seldom proves to be the case that I could not help wondering how they had gained it, till I was able to flatter myself that I had found the key to it in what follows. Moved by a secret inclination, every one likes best to choose for his more intimate intercourse some one to whom he is a little superior in understanding, for only in this case does he find himself at his ease, because, according to Hobbes, “Omnis animi voluptas, omnisgue alacritas in eo sita est, quod quis habeat, quibuscum conferens se, possit magnifice sentire de se ipso” (De Cive, i. 5). For the same reason every one avoids him who is superior to himself; wherefore Lichtenberg quite rightly observes: “To certain men a man of mind is a more odious production than the most pronounced rogue.” And similarly Helvetius says: “Les gens médiocres ont un instinct sûr et prompt, pour connaître et fuir les gens d'esprit.” And Dr. Johnson assures us that “there is nothing by which a man exasperates most people more than by displaying a superior ability of brilliancy in conversation. They seem pleased at the time, but their envy makes them curse him in their hearts” (Boswell; aet. anno 74). In order to bring this truth, so universal and so carefully concealed, more relentlessly to light, I add the expression of it by Merck, the celebrated friend of Goethe's youth, from his story “Lindor:” “He possessed talents which were given him by nature and acquired by himself through learning; and thus it happened that in most society he left the worthy members of it far behind.” If, in the moment of delight at the sight of an extraordinary man, the public swallows these superiorities also, without actually at once putting a bad construction upon them, yet a certain impression of this phenomenon remains behind, which, if it is often repeated, may on serious occasions have disagreeable future consequences for him who is guilty of it. Without any one consciously noting that on this occasion he was insulted, no one is sorry to place himself tacitly in the way of the advancement of this man. Thus on this account great mental superiority isolates more than anything else, and makes one, at least silently, hated. Now it is the opposite of this that makes stupid people so generally liked; especially since many can only find in them what, according to the law of their nature referred to above, they must seek. Yet this the true reason of such an inclination no one will confess to himself, still less to others; and therefore, as a plausible pretext for it, will impute to those he has selected a special goodness of heart, which, as we have said, is in reality only very rarely and accidentally found in combination with mental incapacity. Want of understanding is accordingly by no means favourable or akin to goodness of character. But, on the other hand, it cannot be asserted that great understanding is so; nay, rather, no scoundrel has in general been without it. Indeed even the highest intellectual eminence can coexist with the worst moral depravity. An example of this is afforded by Bacon of Verulam: “Ungrateful, filled with the lust of power, wicked and base, he at last went so far that, as Lord Chancellor and the highest judge of the realm, he frequently allowed himself to be bribed in civil actions. Impeached before his peers, he confessed himself guilty, was expelled by them from the House of Lords, and condemned to a fine of forty thousand pounds and imprisonment in the Tower” (see the review of the latest edition of Bacon's Works in the Edinburgh Review, August 1837). Hence also Pope called him “the wisest, brightest, meanest of mankind” (“Essay on Man,” iv. 282). A similar example is afforded by the historian Guicciardini, of whom Rosini says in the Notizie Storiche, drawn from good contemporary sources, which is given in his historical romance “Luisa Strozzi:” “Da coloro, che pongono l'ingegno e il sapere al di sopra di tutte le umane qualità, questo uomo sarà riguardato come fra i più grandi del suo secolo: ma da quelli, che reputano la virtù dovere andare innanzi a tutto, non potra esecrarsi abbastanza la sua memoria. Esso fu il più crudele fra i cittadini a perseguitare, uccidere e confinare,” &c.32
If now it is said of one man, “He has a good heart, though a bad head,” but of another, “He has a very good head, yet a bad heart,” every one feels that in the first case the praise far outweighs the blame – in the other case the reverse. Answering to this, we see that if some one has done a bad deed his friends and he himself try to remove the guilt from the will to the intellect, and to give out that faults of the heart were faults of the head; roguish tricks they will call errors, will say they were merely want of understanding, want of reflection, light-mindedness, folly; nay, if need be, they will plead a paroxysm, momentary mental aberration, and if a heavy crime is in question, even madness, only in order to free the will from the guilt. And in the same way, we ourselves, if we have caused a misfortune or injury, will before others and ourselves willingly impeach our stultitia, simply in order to escape the reproach of malitia. In the same way, in the case of the equally unjust decision of the judge, the difference, whether he has erred or been bribed, is so infinitely great. All this sufficiently proves that the will alone is the real and essential, the kernel of the man, and the intellect is merely its tool, which may be constantly faulty without the will being concerned. The accusation of want of understanding is, at the moral judgment-seat, no accusation at all; on the contrary, it even gives privileges. And so also, before the courts of the world, it is everywhere sufficient to deliver a criminal from all punishment that his guilt should be transferred from his will to his intellect, by proving either unavoidable error or mental derangement, for then it is of no more consequence than if hand or foot had slipped against the will. I have fully discussed this in the appendix, “Ueber die Intellektuelle Freiheit,” to my prize essay on the freedom of the will, to which I refer to avoid repetition.
Everywhere those who are responsible for any piece of work appeal, in the event of its turning out unsatisfactorily, to their good intentions, of which there was no lack. Hereby they believe that they secure the essential, that for which they are properly answerable, and their true self; the inadequacy of their faculties, on the other hand, they regard as the want of a suitable tool.
If a man is stupid, we excuse him by saying that he cannot help it; but if we were to excuse a bad man on the same grounds we would be laughed at. And yet the one, like the other, is innate. This proves that the will is the man proper, the intellect merely its tool.
Thus it is always only our willing that is regarded as depending upon ourselves, i. e., as the expression of our true nature, and for which we are therefore made responsible. Therefore it is absurd and unjust if we are taken to task for our beliefs, thus for our knowledge: for we are obliged to regard this as something which, although it changes in us, is as little in our power as the events of the external world. And here, also, it is clear that the will alone is the inner and true nature of man; the intellect, on the contrary, with its operations, which go on as regularly as the external world, stands to the will in the relation of something external to it, a mere tool.
High mental capacities have always been regarded as the gift of nature or the gods; and on that account they have been called Gaben, Begabung, ingenii dotes, gifts (a man highly gifted), regarding them as something different from the man himself, something that has fallen to his lot through favour. No one, on the contrary, has ever taken this view of moral excellences, although they also are innate; they have rather always been regarded as something proceeding from the man himself, essentially belonging to him, nay, constituting his very self. But it follows now from this that the will is the true nature of man; the intellect, on the other hand, is secondary, a tool, a gift.
Answering to this, all religions promise a reward beyond life, in eternity, for excellences of the will or heart, but none for excellences of the head or understanding. Virtue expects its reward in that world; prudence hopes for it in this; genius, again, neither in this world nor in that; it is its own reward. Accordingly the will is the eternal part, the intellect the temporal.
Connection, communion, intercourse among men is based, as a rule, upon relations which concern the will, not upon such as concern the intellect. The first kind of communion may be called the material, the other the formal. Of the former kind are the bonds of family and relationship, and further, all connections that rest upon any common aim or interest, such as that of trade or profession, of the corporation, the party, the faction, &c. In these it merely amounts to a question of views, of aims; along with which there may be the greatest diversity of intellectual capacity and culture. Therefore not only can any one live in peace and unity with any one else, but can act with him and be allied to him for the common good of both. Marriage also is a bond of the heart, not of the head. It is different, however, with merely formal communion, which aims only at an exchange of thought; this demands a certain equality of intellectual capacity and culture. Great differences in this respect place between man and man an impassable gulf: such lies, for example, between a man of great mind and a fool, between a scholar and a peasant, between a courtier and a sailor. Natures as heterogeneous as this have therefore trouble in making themselves intelligible so long as it is a question of exchanging thoughts, ideas, and views. Nevertheless close material friendship may exist between them, and they may be faithful allies, conspirators, or men under mutual pledges. For in all that concerns the will alone, which includes friendship, enmity, honesty, fidelity, falseness, and treachery, they are perfectly homogeneous, formed of the same clay, and neither mind nor culture make any difference here; indeed here the ignorant man often shames the scholar, the sailor the courtier. For at the different grades of culture there are the same virtues and vices, emotions and passions; and although somewhat modified in their expression, they very soon mutually recognise each other even in the most heterogeneous individuals, upon which the similarly disposed agree and the opposed are at enmity.
Brilliant qualities of mind win admiration, but never affection; this is reserved for the moral, the qualities of the character. Every one will choose as his friend the honest, the good-natured, and even the agreeable, complaisant man, who easily concurs, rather than the merely able man. Indeed many will be preferred to the latter, on account of insignificant, accidental, outward qualities which just suit the inclination of another. Only the man who has much mind himself will wish able men for his society; his friendship, on the other hand, he will bestow with reference to moral qualities; for upon this depends his really high appreciation of a man in whom a single good trait of character conceals and expiates great want of understanding. The known goodness of a character makes us patient and yielding towards weaknesses of understanding, as also towards the dulness and childishness of age. A distinctly noble character along with the entire absence of intellectual excellence and culture presents itself as lacking nothing; while, on the contrary, even the greatest mind, if affected with important moral faults, will always appear blamable. For as torches and fireworks become pale and insignificant in the presence of the sun, so intellect, nay, genius, and also beauty, are outshone and eclipsed by the goodness of the heart. When this appears in a high degree it can make up for the want of those qualities to such an extent that one is ashamed of having missed them. Even the most limited understanding, and also grotesque ugliness, whenever extraordinary goodness of heart declares itself as accompanying them, become as it were transfigured, outshone by a beauty of a higher kind, for now a wisdom speaks out of them before which all other wisdom must be dumb. For goodness of heart is a transcendent quality; it belongs to an order of things that reaches beyond this life, and is incommensurable with any other perfection. When it is present in a high degree it makes the heart so large that it embraces the world, so that now everything lies within it, no longer without; for it identifies all natures with its own. It then extends to others also that boundless indulgence which otherwise each one only bestows on himself. Such a man is incapable of becoming angry; even if the malicious mockery and sneers of others have drawn attention to his own intellectual or physical faults, he only reproaches himself in his heart for having been the occasion of such expressions, and therefore, without doing violence to his own feelings, proceeds to treat those persons in the kindest manner, confidently hoping that they will turn from their error with regard to him, and recognise themselves in him also. What is wit and genius against this? – what is Bacon of Verulam?
Our estimation of our own selves leads to the same result as we have here obtained by considering our estimation of others. How different is the self-satisfaction which we experience in a moral regard from that which we experience in an intellectual regard! The former arises when, looking back on our conduct, we see that with great sacrifices we have practised fidelity and honesty, that we have helped many, forgiven many, have behaved better to others than they have behaved to us; so that we can say with King Lear, “I am a man more sinned against than sinning;” and to its fullest extent if perhaps some noble deed shines in our memory. A deep seriousness will accompany the still peace which such a review affords us; and if we see that others are inferior to us here, this will not cause us any joy, but we will rather deplore it, and sincerely wish that they were as we are. How entirely differently does the knowledge of our intellectual superiority affect us! Its ground bass is really the saying of Hobbes quoted above: Omnis animi voluptas, omnisque alacritas in eo sita est, quad quis habeat, quibuscum conferens se, possit magnifice sentire de se ipso. Arrogant, triumphant vanity, proud, contemptuous looking down on others, inordinate delight in the consciousness of decided and considerable superiority, akin to pride of physical advantages, – that is the result here. This opposition between the two kinds of self-satisfaction shows that the one concerns our true inner and eternal nature, the other a more external, merely temporal, and indeed scarcely more than a mere physical excellence. The intellect is in fact simply the function of the brain; the will, on the contrary, is that whose function is the whole man, according to his being and nature.
If, looking without us, we reflect that ὁ βιος βραχυς, ἡ δε τεχνη μακρα (vita brevis, ars longa), and consider how the greatest and most beautiful minds, often when they have scarcely reached the summit of their power, and the greatest scholars, when they have only just attained to a thorough knowledge of their science, are snatched away by death, we are confirmed in this, that the meaning and end of life is not intellectual but moral.
The complete difference between the mental and moral qualities displays itself lastly in the fact that the intellect suffers very important changes through time, while the will and character remain untouched by it. The new-born child has as yet no use of its understanding, but obtains it within the first two months to the extent of perception and apprehension of the things in the external world – a process which I have described more fully in my essay, “Ueber das Sehn und die Farben,” p. 10 of the second (and third) edition. The growth of reason to the point of speech, and thereby of thought, follows this first and most important step much more slowly, generally only in the third year; yet the early childhood remains hopelessly abandoned to silliness and folly, primarily because the brain still lacks physical completeness, which, both as regards its size and texture, it only attains in the seventh year. But then for its energetic activity there is still wanting the antagonism of the genital system; it therefore only begins with puberty. Through this, however, the intellect has only attained to the capacity for its psychical improvement; this itself can only be won by practice, experience, and instruction. Thus as soon as the mind has escaped from the folly of childhood it falls into the snares of innumerable errors, prejudices, and chimeras, sometimes of the absurdest and crudest kind, which it obstinately sticks to, till experience gradually removes them, and many of them also are insensibly lost. All this takes many years to happen, so that one grants it majority indeed soon after the twentieth year, yet has placed full maturity, years of discretion, not before the fortieth year. But while this psychical education, resting upon help from without, is still in process of growth, the inner physical energy of the brain already begins to sink again. This has reached its real culminating point about the thirtieth year, on account of its dependence upon the pressure of blood and the effect of the pulsation upon the brain, and through this again upon the predominance of the arterial over the venous system, and the fresh tenderness of the brain fibre, and also on account of the energy of the genital system. After the thirty-fifth year a slight diminution of the physical energy of the brain becomes noticeable, which, through the gradually approaching predominance of the venous over the arterial system, and also through the increasing firmer and drier consistency of the brain fibre, more and more takes place, and would be much more observable if it were not that, on the other hand, the psychical perfecting, through exercise, experience, increase of knowledge, and acquired skill in the use of it, counteracts it – an antagonism which fortunately lasts to an advanced age, for the brain becomes more and more like a worn-out instrument. But yet the diminution of the original energy of the intellect, resting entirely upon organic conditions, continues, slowly indeed, but unceasingly: the faculty of original conception, the imagination, the plastic power, the memory, become noticeably weaker; and so it goes on step by step downwards into old age, garrulous, without memory, half-unconscious, and ultimately quite childish.
The will, on the contrary, is not affected by all this becoming, this change and vicissitude, but is from beginning to end unalterably the same. Willing does not require to be learned like knowing, but succeeds perfectly at once. The new-born child makes violent movements, rages, and cries; it wills in the most vehement manner, though it does not yet know what it wills. For the medium of motives, the intellect, is not yet fully developed. The will is in darkness concerning the external world, in which its objects lie, and now rages like a prisoner against the walls and bars of his dungeon. But little by little it becomes light: at once the fundamental traits of universal human willing, and, at the same time, the individual modification of it here present, announce themselves. The already appearing character shows itself indeed at first in weak and uncertain outline, on account of the defective service of the intellect, which has to present it with motives; but to the attentive observer it soon declares its complete presence, and in a short time it becomes unmistakable. The characteristics appear which last through the whole of life; the principal tendencies of the will, the easily excited emotions, the ruling passion, declare themselves. Therefore the events at school stand to those of the future life for the most part as the dumb-show in “Hamlet” that precedes the play to be given at the court, and foretells its content in the form of pantomime, stands to the play itself. But it is by no means possible to prognosticate in the same way the future intellectual capacities of the man from those shown in the boy; rather as a rule the ingenia præcocia, prodigies, turn out block-heads; genius, on the contrary, is often in childhood of slow conception, and comprehends with difficulty, just because it comprehends deeply. This is how it is that every one relates laughing and without reserve the follies and stupidities of his childhood. For example, Goethe, how he threw all the kitchen crockery out of the window (Dichtung und Wahrheit, vol. i. p. 7); for we know that all this only concerns what changes. On the other hand, a prudent man will not favour us with the bad features, the malicious or deceitful actions, of his youth, for he feels that they also bear witness to his present character. I have been told that when Gall, the phrenologist and investigator of man, had to put himself into connection with a man as yet unknown to him, he used to get him to speak about his youthful years and actions, in order, if possible, to gather from these the distinctive traits of his character; because this must still be the same now. This is the reason why we are indifferent to the follies and want of understanding of our youthful years, and even look back on them with smiling satisfaction, while the bad features of character even of that time, the ill-natured actions and the misdeeds then committed exist even in old age as inextinguishable reproaches, and trouble our consciences. Now, just as the character appears complete, so it remains unaltered to old age. The advance of age, which gradually consumes the intellectual powers, leaves the moral qualities untouched. The goodness of the heart still makes the old man honoured and loved when his head already shows the weaknesses which are the commencement of second childhood. Gentleness, patience, honesty, veracity, disinterestedness, philanthropy, &c., remain through the whole life, and are not lost through the weaknesses of old age; in every clear moment of the worn-out old man they come forth undiminished, like the sun from the winter clouds. And, on the other hand, malice, spite, avarice, hard-heartedness, infidelity, egoism, and baseness of every kind also remain undiminished to our latest years. We would not believe but would laugh at any one who said to us, “In former years I was a malicious rogue, but now I am an honest and noble-minded man.” Therefore Sir Walter Scott, in the “Fortunes of Nigel,” has shown very beautifully, in the case of the old usurer, how burning avarice, egoism, and injustice are still in their full strength, like a poisonous plant in autumn, when the intellect has already become childish. The only alterations that take place in our inclinations are those which result directly from the decrease of our physical strength, and with it of our capacities for enjoyment. Thus voluptuousness will make way for intemperance, the love of splendour for avarice, and vanity for ambition; just like the man who before he has a beard will wear a false one, and later, when his own beard has become grey, will dye it brown. Thus while all organic forces, muscular power, the senses, the memory, wit, understanding, genius, wear themselves out, and in old age become dull, the will alone remains undecayed and unaltered: the strength and the tendency of willing remains the same. Indeed in many points the will shows itself still more decided in age: thus, in the clinging to life, which, it is well known, increases; also in the firmness and persistency with regard to what it has once embraced, in obstinacy; which is explicable from the fact that the susceptibility of the intellect for other impressions, and thereby the movement of the will by motives streaming in upon it, has diminished. Hence the implacable nature of the anger and hate of old persons —
