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Артур Шопенгауэр
The World as Will and Idea (Vol. 2 of 3)

The reader whom this criticism of the Kantian philosophy interests should not neglect to read the supplement to it which is given in the second essay of the first volume of my “Parerga and Paralipomena,” under the title “Noch einige Erläuterungen zur Kantischen Philosophie” (Some Further Explanations of the Kantian Philosophy). For it must be borne in mind that my writings, few as they are, were not composed all at once, but successively, in the course of a long life, and with long intervals between them. Accordingly, it must not be expected that all I have said upon one subject should stand together in one place.

Supplements to the First Book

 
“ ‘Warum willst du dich von uns Allen
Und unsrer Meinung entfernen?’
Ich schreibe nicht euch zu gefallen,
Ihr sollt was lernen.”
 

– Goethe.

First Half. The Doctrine Of The Idea Of Perception. (To § 1-7 of the First Volume.)

Chapter I. The Standpoint of Idealism

In boundless space countless shining spheres, about each of which, and illuminated by its light, there revolve a dozen or so of smaller ones, hot at the core and covered with a hard, cold crust, upon whose surface there have been generated from a mouldy film beings which live and know – this is what presents itself to us in experience as the truth, the real, the world. Yet for a thinking being it is a precarious position to stand upon one of those numberless spheres moving freely in boundless space without knowing whence or whither, and to be only one of innumerable similar beings who throng and press and toil, ceaselessly and quickly arising and passing away in time, which has no beginning and no end; moreover, nothing permanent but matter alone and the recurrence of the same varied organised forms, by means of certain ways and channels which are there once for all. All that empirical science can teach is only the more exact nature and law of these events. But now at last modern philosophy especially through Berkeley and Kant, has called to mind that all this is first of all merely a phenomenon of the brain, and is affected with such great, so many, and such different subjective conditions that its supposed absolute reality vanishes away, and leaves room for an entirely different scheme of the world, which consists of what lies at the foundation of that phenomenon, i. e., what is related to it as the thing in itself is related to its mere manifestation.

“The world is my idea” is, like the axioms of Euclid, a proposition which every one must recognise as true as soon as he understands it; although it is not a proposition which every one understands as soon as he hears it. To have brought this proposition to clear consciousness, and in it the problem of the relation of the ideal and the real, i. e., of the world in the head to the world outside the head, together with the problem of moral freedom, is the distinctive feature of modern philosophy. For it was only after men had spent their labour for thousands of years upon a mere philosophy of the object that they discovered that among the many things that make the world so obscure and doubtful the first and chiefest is this, that however immeasurable and massive it may be, its existence yet hangs by a single thread; and this is the actual consciousness in which it exists. This condition, to which the existence of the world is irrevocably subject, marks it, in spite of all empirical reality, with the stamp of ideality, and therefore of mere phenomenal appearance. Thus on one side at least the world must be recognised as akin to dreams, and indeed to be classified along with them. For the same function of the brain which, during sleep, conjures up before us a completely objective, perceptible, and even palpable world must have just as large a share in the presentation of the objective world of waking life. Both worlds, although different as regards their matter, are yet clearly moulded in the one form. This form is the intellect, the function of the brain. Descartes was probably the first who attained to the degree of reflection which this fundamental truth demands, and consequently he made it the starting-point of his philosophy, though provisionally only in the form of a sceptical doubt. When he took his cogito ergo sum as alone certain, and provisionally regarded the existence of the world as problematical, he really discovered the essential and only right starting-point of all philosophy, and at the same time its true foundation. This foundation is essentially and inevitably the subjective, the individual consciousness. For this alone is and remains immediate; everything else, whatever it may be, is mediated and conditioned through it, and is therefore dependent upon it. Therefore modern philosophy is rightly regarded as starting with Descartes, who was the father of it. Not long afterwards Berkeley followed the same path further, and attained to idealism proper, i. e., to the knowledge that the world which is extended in space, thus the objective, material world in general, exists as such simply and solely in our idea, and that it is false, and indeed absurd, to attribute to it, as such, an existence apart from all idea and independent of the knowing subject, thus to assume matter as something absolute and possessed of real being in itself. But his correct and profound insight into this truth really constitutes Berkeley's whole philosophy; in it he had exhausted himself.

Thus true philosophy must always be idealistic; indeed, it must be so in order to be merely honest. For nothing is more certain than that no man ever came out of himself in order to identify himself directly with things which are different from him; but everything of which he has certain, and therefore immediate, knowledge lies within his own consciousness. Beyond this consciousness, therefore, there can be no immediate certainty; but the first principles of a science must have such certainty. For the empirical standpoint of the other sciences it is quite right to assume the objective world as something absolutely given; but not so for the standpoint of philosophy, which has to go back to what is first and original. Only consciousness is immediately given; therefore the basis of philosophy is limited to facts of consciousness, i. e., it is essentially idealistic. Realism which commends itself to the crude understanding, by the appearance which it assumes of being matter-of-fact, really starts from an arbitrary assumption, and is therefore an empty castle in the air, for it ignores or denies the first of all facts, that all that we know lies within consciousness. For that the objective existence of things is conditioned through a subject whose ideas they are, and consequently that the objective world exists only as idea, is no hypothesis, and still less a dogma, or even a paradox set up for the sake of discussion; but it is the most certain and the simplest truth; and the knowledge of it is only made difficult by the fact that it is indeed so simple, and that it is not every one who has sufficient power of reflection to go back to the first elements of his consciousness of things. There can never be an absolute and independent objective existence; indeed such an existence is quite unintelligible. For the objective, as such, always and essentially has its existence in the consciousness of a subject, is thus the idea of this subject, and consequently is conditioned by it, and also by its forms, the forms of the idea, which depend upon the subject and not on the object.

That the objective world would exist even if there existed no conscious being certainly seems at the first blush to be unquestionable, because it can be thought in the abstract, without bringing to light the contradiction which it carries within it. But if we desire to realise this abstract thought, that is, to reduce it to ideas of perception, from which alone (like everything abstract) it can have content and truth, and if accordingly we try to imagine an objective world without a knowing subject, we become aware that what we then imagine is in truth the opposite of what we intended, is in fact nothing else than the process in the intellect of a knowing subject who perceives an objective world, is thus exactly what we desired to exclude. For this perceptible and real world is clearly a phenomenon of the brain; therefore there lies a contradiction in the assumption that as such it ought also to exist independently of all brains.

The principal objection to the inevitable and essential ideality of all objects, the objection which, distinctly or indistinctly, arises in every one, is certainly this: My own person also is an object for some one else, is thus his idea, and yet I know certainly that I would continue to exist even if he no longer perceived me. But all other objects also stand in the same relation to his intellect as I do; consequently they also would continue to exist without being perceived by him. The answer to this is: That other being as whose object I now regard my person is not absolutely the subject, but primarily is a knowing individual. Therefore, if he no longer existed, nay, even if there existed no other conscious being except myself, yet the subject, in whose idea alone all objects exist, would by no means be on that account abolished. For I myself indeed am this subject, as every conscious being is. Consequently, in the case assumed, my person would certainly continue to exist, but still as idea, in my own knowledge. For even by me myself it is always known only indirectly, never immediately; because all existence as idea is indirect. As object, i. e., as extended, occupying space and acting, I know my body only in the perception of my brain. This takes place by means of the senses, upon data supplied by which the percipient understanding performs its function of passing from effect to cause, and thereby, in that the eye sees the body or the hands touch it, it constructs that extended figure which presents itself in space as my body. By no means, however, is there directly given me, either in some general feeling of bodily existence or in inner self-consciousness, any extension, form, or activity, which would then coincide with my nature itself, which accordingly, in order so to exist, would require no other being in whose knowledge it might exhibit itself. On the contrary, that general feeling of bodily existence, and also self-consciousness, exists directly only in relation to the will, that is, as agreeable or disagreeable, and as active in the acts of will, which for external perception exhibit themselves as actions of the body. From this it follows that the existence of my person or body as something extended and acting always presupposes a knowing being distinct from it; because it is essentially an existence in apprehension, in the idea, thus an existence for another. In fact, it is a phenomenon of brain, just as much whether the brain in which it exhibits itself is my own or belongs to another person. In the first case one's own person divides itself into the knowing and the known, into object and subject, which here as everywhere stand opposed to each other, inseparable and irreconcilable. If, then, my own person, in order to exist as such, always requires a knowing subject, this will at least as much hold good of the other objects for which it was the aim of the above objection to vindicate an existence independent of knowledge and its subject.

However, it is evident that the existence which is conditioned through a knowing subject is only the existence in space, and therefore that of an extended and active being. This alone is always something known, and consequently an existence for another. On the other hand, every being that exists in this way may yet have an existence for itself, for which it requires no subject. Yet this existence for itself cannot be extension and activity (together space-occupation), but is necessarily a being of another kind, that of a thing in itself, which, as such, can never be an object. This, then, would be the answer to the leading objection set forth above, which accordingly does not overthrow the fundamental truth that the objectively given world can only exist in the idea, thus only for a subject.

We have further to remark here that Kant also, so long at least as he remained consistent, can have thought no objects among his things in themselves. For this follows from the fact that he proves that space, and also time, are mere forms of our perception, which consequently do not belong to things in themselves. What is neither in space nor in time can be no object; thus the being of things in themselves cannot be objective, but of quite a different kind, a metaphysical being. Consequently that Kantian principle already involves this principle also, that the objective world exists only as idea.

In spite of all that one may say, nothing is so persistently and ever anew misunderstood as Idealism, because it is interpreted as meaning that one denies the empirical reality of the external world. Upon this rests the perpetual return to the appeal to common sense, which appears in many forms and guises; for example, as an “irresistible conviction” in the Scotch school, or as Jacobi's faith in the reality of the external world. The external world by no means presents itself, as Jacobi declares, upon credit, and is accepted by us upon trust and faith. It presents itself as that which it is, and performs directly what it promises. It must be remembered that Jacobi, who set up such a credit or faith theory of the world, and had the fortune to impose it upon a few professors of philosophy, who for thirty years have philosophised upon the same lines lengthily and at their ease, is the same man who once denounced Lessing as a Spinozist, and afterwards denounced Schelling as an atheist, and who received from the latter the well-known and well-deserved castigation. In keeping with such zeal, when he reduced the external world to a mere matter of faith he only wished to open the door to faith in general, and to prepare belief for that which was afterwards really to be made a matter of belief; as if, in order to introduce a paper currency, one should seek to appeal to the fact that the value of the ringing coin also depends merely on the stamp which the State has set upon it. Jacobi, in his doctrine that the reality of the external world is assumed upon faith, is just exactly “the transcendental realist who plays the empirical idealist” censured by Kant in the “Critique of Pure Reason,” first edition, p. 369.

The true idealism, on the contrary, is not the empirical but the transcendental. This leaves the empirical reality of the world untouched, but holds fast to the fact that every object, thus the empirically real in general, is conditioned in a twofold manner by the subject; in the first place materially or as object generally, because an objective existence is only conceivable as opposed to a subject, and as its idea; in the second place formally, because the mode of existence of an object, i. e., its being perceived (space, time, causality), proceeds from the subject, is pre-arranged in the subject. Therefore with the simple or Berkeleian idealism, which concerns the object in general, there stands in immediate connection the Kantian idealism, which concerns the specially given mode or manner of objective existence. This proves that the whole material world, with its bodies, which are extended in space and, by means of time, have causal relations to each other, and everything that depends upon this – that all this is not something which is there independently of our head, but essentially presupposes the functions of our brain by means of which and in which alone such an objective arrangement of things is possible. For time, space, and causality, upon which all those real and objective events rest, are themselves nothing more than functions of the brain; so that thus the unchangeable order of things which affords the criterion and clue to their empirical reality itself proceeds only from the brain, and has its credentials from this alone. All this Kant has expounded fully and thoroughly; only he does not speak of the brain, but calls it “the faculty of knowledge.” Indeed he has attempted to prove that when that objective order in time, space, causality, matter, &c., upon which all the events of the real world ultimately rest, is properly considered, it cannot even be conceived as a self-existing order, i. e., an order of the thing in itself, or as something absolutely objective and unconditionally given, for if one tries to think this out it leads to contradictions. To accomplish this was the object of the antinomies, but in the appendix to my work I have proved the failure of the attempt. On the other hand, the Kantian doctrine, even without the antinomies, leads to the insight that things and the whole mode of their existence are inseparably bound up with our consciousness of them. Therefore whoever has distinctly grasped this soon attains to the conviction that the assumption that things also exist as such, apart from and independently of our consciousness, is really absurd. That we are so deeply involved in time, space, causality, and the whole regular process of experience which rests upon them, that we (and indeed the brutes) are so perfectly at home, and know how to find our way from the first – this would not be possible if our intellect were one thing and things another, but can only be explained from the fact that both constitute one whole, the intellect itself creates that order, and exists only for things, while they, on the other hand, exist only for it.

But even apart from the deep insight, which only the Kantian philosophy gives, the inadmissibility of the assumption of absolute realism which is so obstinately clung to may be directly shown, or at least made capable of being felt, by the simple exhibition of its meaning in the light of such considerations as the following. According to realism, the world is supposed to exist, as we know it, independently of this knowledge. Let us once, then, remove all percipient beings from it, and leave only unorganised and vegetable nature. Rock, tree, and brook are there, and the blue heaven; sun, moon, and stars light this world, as before; yet certainly in vain, for there is no eye to see it. Let us now in addition place in it a percipient being. Now that world presents itself again in his brain, and repeats itself within it precisely as it was formerly without it. Thus to the first world a second has been added, which, although completely separated from it, resembles it to a nicety. And now the subjective world of this perception is precisely so constituted in subjective, known space as the objective world in objective, infinite space. But the subjective world has this advantage over the objective, the knowledge that that space, outside there, is infinite; indeed it can also give beforehand most minutely and accurately the whole constitution or necessary properties of all relations which are possible, though not yet actual, in that space, and does not require to examine them. It can tell just as much with regard to the course of time, and also with regard to the relation of cause and effect which governs the changes in that external world. I think all this, when closely considered, turns out absurd enough, and hence leads to the conviction that that absolute objective world outside the head, independent of it and prior to all knowledge, which at first we imagined ourselves to conceive, is really no other than the second, the world which is known subjectively, the world of idea, as which alone we are actually able to conceive it. Thus of its own accord the assumption forces itself upon us, that the world, as we know it, exists also only for our knowledge, therefore in the idea alone, and not a second time outside of it.¹² In accordance, then, with this assumption, the thing in itself, i. e., that which exists independently of our knowledge and of every knowledge, is to be regarded as something completely different from the idea and all its attributes, thus from objectivity in general. What this is will be the subject of our second book.

On the other hand, the controversy concerning the reality of the external world considered in § 5 of the first volume rests upon the assumption, which has just been criticised, of an objective and a subjective world both in space, and upon the impossibility which arises in connection with this presupposition of a transition from one to the other, a bridge between the two. Upon this controversy I have still to add the following remarks.

The subjective and the objective do not constitute a continuous whole. That of which we are immediately conscious is bounded by the skin, or rather by the extreme ends of the nerves which proceed from the cerebral system. Beyond this lies a world of which we have no knowledge except through pictures in our head. Now the question is, whether and how far there is a world independent of us which corresponds to these pictures. The relation between the two could only be brought about by means of the law of causality; for this law alone leads from what is given to something quite different from it. But this law itself has first of all to prove its validity. Now it must either be of objective or of subjective origin; but in either case it lies upon one or the other side, and therefore cannot supply the bridge between them. If, as Locke and Hume assume, it is a posteriori, thus drawn from experience, it is of objective origin, and belongs then itself to the external world which is in question. Therefore it cannot attest the reality of this world, for then, according to Locke's method, causality would be proved from experience, and the reality of experience from causality. If, on the contrary, it is given a priori, as Kant has more correctly taught us, then it is of subjective origin, and in that case it is clear that with it we remain always in the subjective sphere. For all that is actually given empirically in perception is the occurrence of a sensation in the organ of sense; and the assumption that this, even in general, must have a cause rests upon a law which is rooted in the form of our knowledge, i. e., in the functions of our brain. The origin of this law is therefore just as subjective as that of the sensation itself. The cause of the given sensation, which is assumed in consequence of this law, presents itself at once in perception as an object, which has space and time for the form of its manifestation. But these forms themselves again are entirely of subjective origin; for they are the mode or method of our faculty of perception. That transition from the sensation to its cause which, as I have repeatedly pointed out, lies at the foundation of all sense-perception is certainly sufficient to give us the empirical presence in space and time of an empirical object, and is therefore quite enough for the practical purposes of life; but it is by no means sufficient to afford us any conclusion as to the existence and real nature, or rather as to the intelligible substratum, of the phenomena which in this way arise for us. Thus that on the occasion of certain sensations occurring in my organs of sense there arises in my head a perception of things which are extended in space, permanent in time, and causally efficient by no means justifies the assumption that they also exist in themselves, i. e., that such things with these properties belonging absolutely to themselves exist independently and outside of my head. This is the true outcome of the Kantian philosophy. It coincides with an earlier result of Locke's, which is just as true, but far more easily understood. For although, as Locke's doctrine permits, external things are absolutely assumed as the causes of sensations, yet there can be no resemblance between the sensation in which the effect consists and the objective nature of the cause which occasions it. For the sensation, as organic function, is primarily determined by the highly artificial and complicated nature of our organs of sense. It is therefore merely excited by the external cause, but is then perfected entirely in accordance with its own laws, and thus is completely subjective. Locke's philosophy was the criticism of the functions of sense; Kant has given us the criticism of the functions of the brain. But to all this we have yet to add the Berkeleian result, which has been revised by me, that every object, whatever its origin may be, is as object already conditioned by the subject, is in fact merely its idea. The aim of realism is indeed the object without subject; but it is impossible even to conceive such an object distinctly.

From this whole inquiry it follows with certainty and distinctness that it is absolutely impossible to attain to the comprehension of the inner nature of things upon the path of mere knowledge and perception. For knowledge always comes to things from without, and therefore must for ever remain outside them. This end would only be reached if we could find ourselves in the inside of things, so that their inner nature would be known to us directly. Now, how far this is actually the case is considered in my second book. But so long as we are concerned, as in this first book, with objective comprehension, that is, with knowledge, the world is, and remains for us, a mere idea, for here there is no possible path by which we can cross over to it.

But, besides this, a firm grasp of the point of view of idealism is a necessary counterpoise to that of materialism. The controversy concerning the real and the ideal may also be regarded as a controversy concerning the existence of matter. For it is the reality or ideality of this that is ultimately in question. Does matter, as such, exist only in our idea, or does it also exist independently of it? In the latter case it would be the thing in itself; and whoever assumes a self-existent matter must also, consistently, be a materialist, i. e., he must make matter the principle of explanation of all things. Whoever, on the contrary, denies its existence as a thing in itself is eo ipso an idealist. Among the moderns only Locke has definitely and without ambiguity asserted the reality of matter; and therefore his teaching led, in the hands of Condillac, to the sensualism and materialism of the French. Only Berkeley directly and without modifications denies matter. The complete antithesis is thus that of idealism and materialism, represented in its extremes by Berkeley and the French materialists (Hollbach). Fichte is not to be mentioned here: he deserves no place among true philosophers; among those elect of mankind who, with deep earnestness, seek not their own things but the truth, and therefore must not be confused with those who, under this pretence, have only their personal advancement in view. Fichte is the father of the sham philosophy, of the disingenuous method which, through ambiguity in the use of words, incomprehensible language, and sophistry, seeks to deceive, and tries, moreover, to make a deep impression by assuming an air of importance – in a word, the philosophy which seeks to bamboozle and humbug those who desire to learn. After this method had been applied by Schelling, it reached its height, as every one knows, in Hegel, in whose hands it developed into pure charlatanism. But whoever even names this Fichte seriously along with Kant shows that he has not even a dim notion of what Kant is. On the other hand, materialism also has its warrant. It is just as true that the knower is a product of matter as that matter is merely the idea of the knower; but it is also just as one-sided. For materialism is the philosophy of the subject that forgets to take account of itself. And, accordingly, as against the assertion that I am a mere modification of matter, this must be insisted upon, that all matter exists merely in my idea; and it is no less right. A knowledge, as yet obscure, of these relations seems to have been the origin of the saying of Plato, “ὑλη αληθινον ψευδος” (materia mendacium verax).

Realism necessarily leads, as we have said, to materialism. For if empirical perception gives us things in themselves, as they exist independently of our knowledge, experience also gives us the order of things in themselves, i. e., the true and sole order of the world. But this path leads to the assumption that there is only one thing in itself, matter; of which all other things are modifications; for the course of nature is here the absolute and only order of the world. To escape from these consequences, while realism remained in undisputed acceptance, spiritualism was set up, that is, the assumption of a second substance outside of and along with matter, an immaterial substance. This dualism and spiritualism, equally unsupported by experience and destitute of proof and comprehensibility, was denied by Spinoza, and was proved to be false by Kant, who dared to do so because at the same time he established idealism in its rights. For with realism materialism, as the counterpoise of which spiritualism had been devised, falls to the ground of its own accord, because then matter and the course of nature become mere phenomena, which are conditioned by the intellect, as they have their existence only in its idea. Accordingly spiritualism is the delusive and false safeguard against materialism, while the real and true safeguard is idealism, which, by making the objective world dependent upon us, gives the needed counterpoise to the position of dependence upon the objective world, in which we are placed by the course of nature. The world from which I part at death is, in another aspect, only my idea. The centre of gravity of existence falls back into the subject. What is proved is not, as in spiritualism, that the knower is independent of matter, but that all matter is dependent on him. Certainly this is not so easy to comprehend or so convenient to handle as spiritualism, with its two substances; but χαλεπα τα καλα.