Артур Шопенгауэр
The World as Will and Idea (Vol. 3 of 3)
Chapter XXVI.4 On Teleology
The universal teleology or design of organised nature relative to the continuance of every existing being, together with the adaptation of organised to unorganised nature, cannot without violence enter into the connection of any philosophical system except that one which makes a will the basis of the existence of every natural being; a will which accordingly expresses its nature and tendency not merely in the actions, but already in the form of the phenomenal organism. In the preceding chapter I have merely indicated the account which our system of thought gives of this subject, since I have already expounded it in the passage of the first volume referred to below, and with special clearness and fulness in “The Will in Nature,” under the rubric “Comparative Anatomy.”
The astounding amazement which is wont to take possession of us when we consider the endless design displayed in the construction of organised beings ultimately rests upon the certainly natural but yet false assumption that that adaptation of the parts to each other, to the whole of the organism and to its aims in the external world, as we comprehend it and judge of it by means of knowledge, thus upon the path of the idea, has also come into being upon the same path; thus that as it exists for the intellect, it was also brought about by the intellect. We certainly can only bring about something regular and conforming to law, such, for example, as every crystal is, under the guidance of the law and the rule; and in the same way, we can only bring about something designed under the guidance of the conception of the end; but we are by no means justified in imputing this limitation of ours to nature, which is itself prior to all intellect, and whose action is entirely different in kind from ours, as was said in the preceding chapter. It accomplishes that which appears so designed and planned without reflection and without conception of an end, because without idea, which is of quite secondary origin. Let us first consider what is merely according to rule, not yet adapted to ends. The six equal radii of a snowflake, separating at equal angles, are measured beforehand by no knowledge; but it is the simple tendency of the original will, which so exhibits itself to knowledge when knowledge appears. As now here the will brings about the regular figure without mathematics, so also without physiology does it bring about the form which is organised and furnished with organs evidently adapted to special ends. The regular form in space only exists for the perception, the perceptive form of which is space; so the design of the organism only exists for the knowing reason, the reflection of which is bound to the conceptions of end and means. If direct insight into the working of nature was possible for us, we would necessarily recognise that the wonder excited by teleology referred to above is analogous to that which that savage referred to by Kant in his explanation of the ludicrous felt when he saw the froth irresistibly foaming out of a bottle of beer which had just been opened, and expressed his wonder not that it should come out, but that any one had ever been able to get it in; for we also assume that the teleology of natural productions has been put in the same as it comes out for us. Therefore our astonishment at design may likewise be compared to that which the first productions of the art of printing excited in those who considered them under the supposition that they were works of the pen, and therefore had to resort to the assumption of the assistance of a devil in order to explain them. For, let it be said again, it is our intellect which by means of its own forms, space, time, and causality, apprehends as object the act of will, in itself metaphysical and indivisible, which exhibits itself in the phenomenon of an animal, – it is our intellect which first produces the multiplicity and diversity of the parts, and is then struck with amazement at their perfect agreement and conspiring together, which proceeds from the original unity; whereby then, in a certain sense, it marvels at its own work.
If we give ourselves up to the contemplation of the indescribably and infinitely ingenious construction of any animal, even if it were only the commonest insect, lose ourselves in admiration of it, and it now occurs to us that nature recklessly exposes even this exceedingly ingenious and highly complicated organism daily and by thousands to destruction by accident, animal rapacity, and human wantonness, this wild prodigality fills us with amazement; but our amazement is based upon an ambiguity of the conceptions, for we have in our minds the human work of art which is accomplished by the help of the intellect and by overcoming a foreign and resisting material, and therefore certainly costs much trouble. Nature's works, on the contrary, however ingenious they may be, cost her absolutely no trouble; for here the will to work is already the work itself, since, as has already been said, the organism is merely the visibility of the will which is here present, brought about in the brain.
In consequence of the nature of organised beings which has been set forth, teleology, as the assumption of the adaptation of every part to its end, is a perfectly safe guide in considering the whole of organised nature; on the other hand, in a metaphysical regard, for the explanation of nature beyond the possibility of experience, it must only be regarded as valid in a secondary and subsidiary manner for the confirmation of principles of explanation which are otherwise established: for here it belongs to the problems which have to be given account of. Accordingly, if in some animal a part is found of which we do not see any use, we must never venture the conjecture that nature has produced it aimlessly, perhaps trifling, or out of mere caprice. Certainly it is possible to conceive something of this kind under the Anaxagorean assumption that the disposition of nature has been brought about by means of an ordering understanding, which, as such, obeys a foreign will; but not under the assumption that the true inner being (i. e., outside of our idea) of every organism is simply and solely its own will; for then the existence of every part is conditioned by the circumstance that in some way it serves the will which here lies at its foundation, expresses and realises some tendency of it, and consequently in some way contributes to the maintenance of this organism. For apart from the will which manifests itself in it, and the conditions of the external world under which this has voluntarily undertaken to live, for the conflict with which its whole form and disposition is already adapted, nothing can have influenced it and determined its form and parts, thus no arbitrary power, no caprice. On this account everything in it must be designed; and therefore final causes (causæ finales) are the clue to the understanding of organised nature, as efficient causes (causæ efficientes) are the clue to the understanding of unorganised nature. It depends upon this, that if in anatomy or zoology, we cannot find the end or aim of an existing part, our understanding receives a shock similar to that which it receives in physics from an effect whose cause remains concealed; and as we assume the latter as necessary, so also we assume the former, and therefore go on searching for it, however long we may already have done so in vain. This is, for example, the case with the spleen, as to the use of which men never cease inventing hypotheses, till some day one shall have proved itself correct. So is it also with the large spiral-formed teeth of the babyroussa, the horn-shaped excrescences of certain caterpillars, and more of the like. Negative cases are also judged by us according to the same rule; for example, that in a class which, as a whole, is so uniform as that of lizards, so important a part as the bladder is present in many species, while it is wanting in others; similarly that dolphins and certain cetacea related to them are entirely without olfactory nerves, while the rest of the cetacea and even fishes have them: there must be a reason which determines this.
Individual real exceptions to this universal law of design in organised nature have indeed been discovered, and with great surprise; but in these cases that exceptio firmat regulam applies, since they can be accounted for upon other grounds. Such, for example, is the fact that the tadpoles of the pipa toad have tails and gills, although, unlike all other tadpoles, they do not swim, but await their metamorphosis on the back of the mother; that the male kangaroo has the marsupial bones which in the female carry the pouch; that male mammals have breasts; that the Mus typhlus, a rat, has eyes, although very small ones, without any opening for them in the outer skin, which thus covers them, clothed with hair; and that the moles of the Apennines, and also two fishes —Murena cœcilia and Gastrobrauchus cœcus– are in the same case; of like kind is the Proteus anguinus. These rare and surprising exceptions to the rule of nature, which is otherwise so rigid, these contradictions with itself into which it falls, we must explain from the inner connection which the different kinds of phenomena have with each other, by virtue of the unity of that which manifests itself in them, and in consequence of which nature must hint at some thing in one, simply because another of the same type actually has it. Accordingly the male animal has a rudimentary form of an organ which is actually present in the female. As now here the difference of the sex cannot abolish the type of the species, so also the type of a whole order – for example, of the batrachia – asserts itself even where in one particular species (pipa) one of its determinations is superfluous. Still less can nature allow a determination (eyes) which belongs to the type of a whole division (Vertebrata) to vanish entirely without a trace, even if it is wanting in some particular species (Mus typhlus) as superfluous; but here also it must at least indicate in a rudimentary manner what it carries out in all the others.
Even from this point of view it is to some extent possible to see upon what depends that homology in the skeleton primarily of mammals, and in a wider sense of all vertebrates, which has been so fully explained, especially by Richard Owen in his “Ostéologie comparée,” and on account of which, for example, all mammals have seven cervical vertebræ, every bone of the human hand and arm finds its analogue in the fin of the whale, the skull of the bird in the egg has exactly as many bones as that of the human fœtus, &c. All this points to a principle which is independent of teleology, but which is yet the foundation upon which teleology builds, or the already given material for its works, and just that which Geoffroy St. Hilaire has explained as the “anatomical element.” It is the unité de plan, the fundamental type of the higher animal world, as it were the arbitrarily chosen key upon which nature here plays.
Aristotle has already correctly defined the difference between the efficient cause (causa efficiens) and the final cause (causa finalis) in these words: “Δυο τροποι της αιτιας, το οὑ ἑνεκα και το εξ αναγκης, και δει λεγοντας τυγχανειν μαλιστα μεν αμφοιν.” (Duo sunt causæ modi: alter cujus gratia, et alter e necessitate; ac potissimum utrumque eruere oportet.) De part. anim., i. 1. The efficient cause is that whereby something is, the final cause that on account of which it is; the phenomenon to be explained has, in time, the former behind it, and the latter before it. Only in the case of the voluntary actions of animal beings do the two directly unite, for here the final cause, the end, appears as the motive; a motive, however, is always the true and proper cause of the action, is wholly and solely its efficient cause, the change preceding it which calls it forth, by virtue of which it necessarily appears, and without which it could not happen; as I have shown in my prize essay upon freedom. For whatever of a physiological nature one might wish to insert between the act of will and the corporeal movement, the will always remains here confessedly that which moves, and what moves it is the motive coming from without, thus the causa finalis; which consequently appears here as causa efficiens. Besides, we know from what has gone before that the bodily movement is one with the act of will, for it is merely its phenomenal appearance in cerebral perception. This union of the causa finalis with the efficient cause in the one phenomenon intimately known to us, which accordingly remains throughout our typical phenomenon, is certainly to be firmly retained; for it leads precisely to the conclusion that at least in organised nature, the knowledge of which has throughout final causes for its clue, a will is the forming power. In fact, we cannot otherwise distinctly think a final cause except as an end in view, i. e., a motive. Indeed, if we carefully consider the final causes in nature in order to express their transcendent nature, we must not shrink from a contradiction, and boldly say: the final cause is a motive which acts upon a being, by which it is not known. For certainly the termite nests are the motive which has produced the toothless muzzle of the ant-bear, and also its long extensile, glutinous tongue: the hard egg-shell which holds the chicken imprisoned is certainly the motive for the horny point with which its beak is provided in order to break through that shell, after which it throws it off as of no further use. And in the same way the laws of the reflection and refraction of light are the motive for the wonderfully ingenious and complex optical instrument, the human eye, which has the transparency of its cornea, the different density of its three humours, the form of its lens, the blackness of its choroid, the sensitiveness of its retina, the contracting power of its pupil, and its muscular system, accurately calculated according to those laws. But those motives acted before they were apprehended; it is not otherwise, however contradictory it may sound. For here is the transition of the physical into the metaphysical. But the latter we have already recognised in the will; therefore we must see that the will which extends an elephant's trunk towards an object is the same will which has also called it forth and formed it, anticipating objects.
It is in conformity with this that in the investigation of organised nature we are entirely referred to final causes, everywhere seek for these and explain everything from them. The efficient causes, on the contrary, here assume only a quite subordinate position as the mere tools of the final causes, and, just as in the case of the voluntary movement of the limbs, which is confessedly effected by external motives, they are rather assumed than pointed out. In explaining the physiological functions we certainly look about for the efficient causes, though for the most part in vain; but in explaining the origin of the parts we again look for them no more, but are satisfied with the final causes alone. At the most we have here some such general principle as that the larger the part is to be the stronger must be the artery that conducts blood to it; but of the actually efficient causes which bring about, for example, the eye, the ear, the brain, we know absolutely nothing. Indeed, even in explaining the mere functions the final cause is far more important and more to the point than the efficient; therefore, if the former alone is known we are instructed and satisfied with regard to the principal matter, while, on the other hand, the efficient cause alone helps us little. For example, if we really knew the efficient cause of the circulation of the blood, as we do not, but still seek it, this would help us little unless we knew the final cause, that the blood must go into the lungs for the purpose of oxidation, and again flow back for the purpose of nourishing; but by the knowledge of this, even without the knowledge of the efficient cause, we have gained much light. Moreover, I am of opinion, as was said above, that the circulation of the blood has no properly efficient cause, but that the will is here as immediately active as in muscular movement where motives determine it by means of nerve conduction, so that here also the movement is called forth directly by the final cause; thus by the need of oxidation in the lungs, which here to a certain extent acts as a motive upon the blood, yet so that the mediation of knowledge is in this case wanting, because everything takes place in the interior of the organism. The so-called metamorphosis of plants, a thought lightly thrown out by Kaspar Wolf, which, under this hyperbolic title, Goethe pompously and with solemn delivery expounds as his own production, belongs to the class of explanations of organic nature from the efficient cause; although ultimately he only says that nature does not in the case of every production begin from the beginning and create out of nothing, but as it were, writing on in the same style, adds on to what already exists, makes use of the earlier forms, developed, and raised to higher power, to carry its work further: just as it has done in the ascending series of animals entirely in accordance with the law: Natura non facit saltus, et quod commodissimum in omnibus suis operationibus sequitur (Arist. de incessu animalium, c. 2 et 8). Indeed, to explain the blossom by pointing out in all its parts the form of the leaf seems to me almost the same as explaining the structure of a house by showing that all its parts, storeys, balconies, and garrets, are only composed of bricks and mere repetitions of the original unity of the brick. And not much better, though much more problematical, seems to me the explanation of the skull from vertebræ, although even here also it is a matter of course that the covering or case of the brain will not be absolutely different and entirely disparate from that of the spinal cord, of which it is the continuation and terminal knob, but will rather be a carrying out of the same kind of thing. This whole method of consideration belongs to the Homology of Richard Owen referred to above. On the other hand, it seems to me that the following explanation of the nature of the flower from its final cause, suggested by an Italian whose name has escaped me, is a far more satisfactory account to give. The end of the corolla is – (1.) Protection of the pistil and the stamina; (2.) by means of it the purified saps are prepared, which are concentrated in the pollen and germs; (3.) from the glands of its base the essential oil distils which, for the most part as a fragrant vapour, surrounding the anthers and pistil, protects them to a certain extent from the influence of the damp air. It is also one of the advantages of final causes that every efficient cause always ultimately rests upon something that cannot be fathomed, a force of nature, i. e., a qualitas occulta, and, therefore, it can only give a relative explanation; while the final cause within its sphere affords a sufficient and perfect explanation. It is true we are only perfectly content when we know both the efficient cause, also called by Aristotle ἡ αιτια εξ αναγκης, and the final cause, ἡ χαριν του βελτιονος, at once and yet separately, as their concurrence, their wonderful working together, then surprises us, and on account of it the best appears as the absolutely necessary, and the necessary again as if it were merely the best and not necessary; for then arises in us the dim perception that both causes, however different may be their origin, are yet connected in the root, in the nature of the thing in itself. But such a twofold knowledge is seldom attainable; in organised nature, because the efficient cause is seldom known to us; in unorganised nature, because the final cause remains problematical. However, I will illustrate this by a couple of examples as good as I find within the range of my physiological knowledge, for which physiologists may be able to substitute clearer and more striking ones. The louse of the negro is black. Final cause: its own safety. Efficient cause: because its nourishment is the black rete Malpighi of the negro. The multifarious, brilliant, and gay colouring of the plumage of tropical birds is explained, although only very generally, from the strong effect of the light in the tropics, as its efficient cause. As the final cause I would assign that those brilliant feathers are the gorgeous uniform in which the individuals of the innumerable species there, often belonging to the same genus, may recognise each other; so that each male may find his female. The same holds good of butterflies of different zones and latitudes. It has been observed that consumptive women, in the last stage of their illness, readily become pregnant, that the disease stops during pregnancy, but after delivery appears again worse than before, and now generally results in death: similarly that consumptive men generally beget another child in the last days of their life. The final cause here is that nature, always so anxiously concerned for the maintenance of the species, seeks to replace by a new individual the approaching loss of one in the prime of life; the efficient cause, on the other hand, is the unusually excited state of the nervous system which occurs in the last period of consumption. From the same final cause is to be explained the analogous phenomenon that (according to Oken, Die Zeugung, p. 65) flies poisoned with arsenic still couple, and die in the act of copulation. The final cause of the pubes in both sexes, and of the Mons Veneris in the female, is that even in the case of very thin subjects the Ossa pubis shall not be felt, which might excite antipathy; the efficient cause, on the other hand, is to be sought in the fact that wherever the mucous membrane passes over to the outer skin, hair grows in the vicinity; and, secondly, also that the head and the genitals are to a certain extent opposite poles of each other, and therefore have various relations and analogies between them, among which is that of being covered with hair. The same efficient cause holds good also of the beard of the man; the final cause of it, I suppose, lies in the fact that the pathogonomic signs, thus the rapid alterations of the countenance betraying every movement of the mind, are principally visible in the mouth and its vicinity; therefore, in order to conceal these from the prying eye of the adversary, as something dangerous in bargaining, or in sudden emergencies, nature gave man the beard (which shows that homo homini lupus). The woman, on the other hand, could dispense with this; for with her dissimulation and command of countenance are inborn. As I have said, there must be far more apt examples to be found to show how the completely blind working of nature unites in the result with the apparently intentional, or, as Kant calls it, the mechanism of nature with its technic; which points to the fact that both have their common origin beyond their difference in the will as the thing in itself. Much would be achieved for the elucidation of this point of view, if, for example, we could find the efficient cause which carries the driftwood to the treeless polar lands, or that which has concentrated the dry land of our planet principally in the northern half of it; while it is to be regarded as the final cause of this that the winter of that half, because it occurs in the perihelion which accelerates the course of the earth, is eight days shorter, and hereby is also milder. Yet in considering unorganised nature the final cause is always ambiguous, and, especially when the efficient cause is found, leaves us in doubt whether it is not a merely subjective view, an aspect conditioned by our point of view. In this respect, however, it may be compared to many works of art; for example, to coarse mosaics, theatre decorations, and to the god Apennine at Pratolino, near Florence, composed of large masses of rock, all of which only produce their effect at a distance, and vanish when we come near, because instead of them the efficient cause of their appearance now becomes visible: but the forms are yet actually existent, and are no mere imagination. Analogous to this, then, are the final causes in unorganised nature, if the efficient causes appear. Indeed, those who take a wide view of things would perhaps allow it to pass if I added that something similar is the case with omens.
For the rest, if any one desires to misuse the external design, which, as has been said, always remains ambiguous for physico-theological demonstrations, which is done even at the present day, though it is to be hoped only by Englishmen, there are in this class enough examples in contrarium, thus ateleological instances, to derange his conception. One of the strongest is presented by the unsuitableness of sea-water for drinking, in consequence of which man is never more exposed to the danger of dying of thirst than in the midst of the greatest mass of water on his planet. “Why, then, does the sea need to be salt?” let us ask our Englishman.
That in unorganised nature the final causes entirely withdraw into the background, so that an explanation from them alone is here no longer valid, but the efficient causes are rather indispensably required, depends upon the fact that the will which objectifies itself here also no longer appears in individuals which constitute a whole for themselves, but in forces of nature and their action, whereby end and means are too far separated for their relation to be clear and for us to recognise a manifestation of will in it. This already occurs in organised nature, in a certain degree, when the design is an external one, i. e., the end lies in one individual and the means in another. Yet even here it remains unquestionable so long as the two belong to the same species, indeed it then becomes the more striking. Here we have first to count the reciprocally adapted organisation of the genitals of the two sexes, and then also many circumstances that assist the propagation of the species, for example, in the case of the Lampyris noctiluca (the glowworm) the circumstance that only the male, which does not shine, has wings to enable it to seek out the female; the wingless female, on the other hand, since it only comes out in the evening, possesses the phosphorescent light, so that the male may be able to find it. Yet in the case of the Lampyris Italica both sexes shine, which is an instance of the natural luxury of the South. But a striking, because quite special, example of the kind of design we are speaking of is afforded by the discovery made by Geoffroy St. Hilaire, in his last years, of the more exact nature of the sucking apparatus of the cetacea. Since all sucking requires the action of respiration, it can only take place in the respirable medium itself, and not under water, where, however, the sucking young of the whale hangs on to the teats of the mother; now to meet this the whole mammary apparatus of the cetacea is so modified that it has become an injecting organ, and placed in the mouth of the young injects the milk into it without it requiring to suck. When, on the contrary, the individual that affords essential help to another belongs to an entirely different species, and even to another kingdom of nature, we will doubt this external design just as in unorganised nature; unless it is evident that the maintenance of the species depends upon it. But this is the case with many plants whose fructification only takes place by means of insects, which either bear the pollen to the stigma or bend the stamina to the pistil. The common barberry, many kinds of iris, and Aristolochia Clematitis cannot fructify themselves at all without the help of insects (Chr. Cour. Sprengel, Entdecktes Geheimniss, &c., 1793; Wildenow, Grundriss der Kräuterkunde, 353). Very many diœcia, monœcia, and polygamia are in the same position. The reciprocal support which the plant and the insect worlds receive from each other will be found admirably described in Burdach's large Physiology, vol. i. § 263. He very beautifully adds: “This is no mechanical assistance, no make-shift, as if nature had made the plants yesterday, and had committed an error which she tries to correct to-day through the insect; it is rather a deep-lying sympathy between the plant and the animal worlds. It ought to reveal the identity of the two. Both, children of one mother, ought to subsist with each other and through each other.” And further on: “But the organised world stands in such a sympathy with the unorganised world also,” &c. A proof of this consensus naturæ is also afforded by the observation communicated in the second volume of the “Introduction into Entomology” by Kirby and Spence, that the insect eggs that pass the winter attached to the twigs of the trees, which serve as nourishment for their larvæ, are hatched exactly at the time at which the twig buds; thus, for example, the aphis of the birch a month earlier than that of the ash. Similarly, that the insects of perennial plants pass the winter upon these as eggs; but those of mere annuals, since they cannot do this, in the state of pupæ.
Three great men have entirely rejected teleology, or the explanation from final causes, and many small men have echoed them. These three are, Lucretius, Bacon of Verulam, and Spinoza. But in the case of all three we know clearly enough the source of this aversion, namely, that they regarded it as inseparable from speculative theology, of which, however, they entertained so great a distrust (which Bacon indeed prudently sought to conceal) that they wanted to give it a wide berth. We find Leibnitz also entirely involved in this prejudice, for, with characteristic naïveté, he expresses it as something self-evident in his Lettre à M. Nicaise (Spinozæ op. ed Paulus, vol. ii. p. 672): “Les causes finales, ou ce qui est la même chose, la consideration de la sagesse divine dans l'ordre des choses.” (The devil also même chose!) At the same point of view we find, indeed, Englishmen even at the present day. The Bridgewater-Treatise-men – Lord Brougham, &c. – nay, even Richard Owen also, in his “Ostéologie Comparée,” thinks precisely as Leibnitz, which I have already found fault with in the first volume. To all these teleology is at once also theology, and at every instance of design recognised in nature, instead of thinking and learning to understand nature, they break at once into the childish cry, “Design! design!” then strike up the refrain of their old wives' philosophy, and stop their ears against all rational arguments, such as, however, the great Hume has already advanced against them.5
